Opinions of the general office of the State Council on encouraging and supporting social capital to participate in ecological protection and restoration
Circular of the general office of the State Council on encouragement and support
Opinions on social capital participating in ecological protection and restoration
GBF [2021] No. 40
People's governments of all provinces, autonomous regions and municipalities directly under the central government, ministries and commissions under the State Council and institutions directly under the State Council:
Ecological protection and restoration is an important guarantee to keep the natural ecological security boundary and promote the overall improvement of the quality of natural ecosystem. For a long time, in some areas of China, the problem of ecosystem damage and degradation is prominent, there are many historical debts, and the tasks of ecological protection and restoration are large and wide, so it is necessary to mobilize the whole society to participate. In order to further promote the participation of social capital in ecological construction and accelerate the integrated protection and restoration of mountains, rivers, forests, fields, lakes, grass and sand, with the consent of the State Council, the following opinions are put forward.
1、 General requirements
（1） Guiding ideology.Guided by Xi Jinping's socialist ideology with Chinese characteristics in the new era, we carried out the spirit of the nineteen and nineteen second, third, fourth and fifth plenary sessions of the party in China, thoroughly implemented the ecological civilization ideology of Xi Jinping, conscientiously implemented the decision making arrangements of the Party Central Committee and the state Council, firmly established the concept of "green water Castle Peak", namely, the beautiful scenery of Jinshan and Yinshan, and fully played the decisive role of the market in the allocation of resources. Give better play to the role of the government, focus on key areas, stimulate market vitality, promote high-quality development of ecological protection and restoration, increase the supply of high-quality ecological products, maintain national ecological security, build an ecological civilization system and promote the construction of a beautiful China.
（2） Working principles.
Adhere to protection priority and system repair.Following the laws of nature, we will coordinate all elements of natural ecology, focus on natural restoration, supplemented by necessary artificial measures, enhance the relevance and coupling of various measures, promote the overall protection, system restoration and comprehensive treatment of mountains, rivers, forests, lakes, grass and sand, and improve the quality and stability of the ecosystem.
Adhere to government leadership and market operation.Give play to the role of government planning and control, policy support, regulatory services and risk prevention, unify market access, standardize market order, establish open and transparent market rules, create a fair, fair and open investment environment for social capital, build a sustainable return and reasonable exit mechanism, and realize the gain, return and return of social capital. It is strictly prohibited to carry out development in the name of ecological protection and restoration, break through the red line of cultivated land protection and ecological protection, and all kinds of acts in violation of laws and regulations.
Adhere to goal orientation and problem orientation.Focusing on the construction of an ecological protection and restoration market mechanism of "who will repair, who will benefit", we will focus on solving problems such as lack of information, financing difficulties, scattered policies, unclear incentives and support measures, and imperfect transaction mechanism and return mechanism, so as to promote the unity of ecological benefits and economic and social benefits.
Adhere to reform, innovation and coordinated promotion.We will strengthen coordination with the reform of the property right system of natural resources assets, the value realization mechanism of ecological products and the compensation mechanism for ecological protection, coordinate the necessary investment and reasonable return, unblock the channels for social capital participation and benefit, innovate incentive mechanisms, support policies and investment and financing modes, and stimulate the investment potential and innovation power of social capital.
2、 Participation mechanism
（3） Participation content.Encourage and support social capital to participate in the whole process of investment, design, restoration and management of ecological protection and restoration projects, carry out activities such as ecological product development, industrial development, scientific and technological innovation and technical services around ecological protection and restoration, and carry out life-cycle operation and management of regional ecological protection and restoration. Focus on encouraging and supporting social capital to participate in ecological protection and restoration based on the responsibility of government expenditure (including loss of responsible persons, caused by natural disasters, etc.). For the ecological protection and restoration with clear responsible persons, they shall fulfill their obligations and bear the responsibility of restoration or compensation according to law.
（4） Participation mode.
1. Independent investment mode.Social capital contributes to ecological protection and restoration alone or in the form of consortium and industrial alliance.
2. Mode of cooperation with the government.Social capital can set up funds according to the principle of marketization to invest in ecological protection and restoration projects. For projects with stable operating income, government and social capital cooperation (PPP) and other modes can be adopted. Local governments can support social capital to obtain reasonable returns by means of investment subsidies, operation subsidies and capital injection.
3. Public welfare participation model.Encourage public welfare organizations and individuals to cooperate with the government and its departments to participate in ecological protection and restoration and jointly build ecological civilization.
Social capital can obtain benefits from ecological protection and restoration in the following ways: adopt the method of "ecological protection and restoration + industrial introduction", and use the obtained natural resource asset use right or franchise right to develop appropriate industries; For the ecosystem with carbon sink capacity formed by investment and meeting relevant requirements, apply for certification of carbon sink increment and trade; Obtain income through comprehensive utilization of Resources approved by the government.
（5） Participate in the program.Actively explore flexible and efficient working procedures in combination with reality, and fully mobilize the enthusiasm of social capital to participate in ecological protection and restoration. Generally, the following procedures can be adopted:
1. Scientifically establish ecological protection and restoration projects.Adhere to the problem orientation, and determine the tasks and key projects of ecological protection and restoration according to the land spatial planning, ecological protection and restoration planning and other plans at all levels and the requirements of relevant standards.
2. Reasonably formulate ecological protection and restoration schemes.On the basis of widely soliciting social opinions, reasonably determine the ecological protection and restoration scheme of the project, clarify the ecological protection and restoration objectives or core indicators, the asset allocation of natural resources (among which the mineral resources are only limited to the sand, stone and clay that can only be used as ordinary building materials mined due to the project) and the requirements for subsequent industrial development. If the interests of relevant subjects are involved, consensus shall be reached through consultation.
3. Open competition introduces the main body of ecological protection and restoration.Publicize the ecological protection and restoration plan, corresponding natural resource asset allocation plan, various index transfer and support policies, determine the main body of ecological protection and restoration and the user of natural resource assets through competition, sign natural resource asset allocation agreements such as ecological protection and restoration agreement and land transfer contract, and clarify the restoration requirements Rights and obligations of all parties and liabilities for breach of contract.
4. Standardize the market-oriented trading of ecological protection and restoration products.Explore the establishment of trading channels for natural resource assets and ecological protection and restoration products, publicly publish product trading rules, enterprise credit rating and other information, and standardize market-oriented transactions by relying on the public resource trading platform system.
3、 Key areas
（6） Natural ecosystem protection and restoration.In view of the damaged, degraded and degraded natural ecosystems such as forests, grasslands, wetlands, deserts, rivers, lakes and deserts, we will carry out desertification prevention and control, rocky desertification prevention and control, water and soil loss control, river protection and control, wildlife population protection and restoration, biodiversity protection, land greening, artificial commercial forest construction, etc. Comprehensively improve the carbon sequestration capacity of the ecosystem, increase the increment of carbon sequestration, and encourage the development of carbon sequestration projects. Scientific assessment defines the scope of protection and construction of nature reserves, and guides local residents and public welfare organizations to participate in activities such as science popularization and education, natural experience, scientific experiments and franchise projects.
（7） Farmland ecosystem protection and restoration.In view of the farmland ecosystem with weakened ecological function, reduced biodiversity and prominent contradiction between development and utilization and ecological protection, carry out comprehensive land improvement throughout the region, implement agricultural land consolidation, construction land consolidation, rural ecological protection and restoration, land reclamation and biodiversity protection, and improve farmland habitat and conditions.
（8） Urban ecosystem protection and restoration.In view of the poor connectivity of urban ecosystems and insufficient ecological space, we will implement the construction of ecological corridors, ecologically clean small watersheds, ecological infrastructure and ecological networks to improve the quality and stability of urban ecosystems.
（9） Mine ecological protection and restoration.In view of the prominent ecological and environmental problems existing in historical mines, we will implement the treatment of hidden dangers of geological disasters, the restoration of vegetation on damaged land of mines, the restoration of damaged ecological units, etc., rebuild the ecosystem and reasonably carry out the ecological utilization after restoration; Participate in the construction of green mines and improve the level of economical and intensive utilization of mineral resources.
（10） Marine ecological protection and restoration.In view of the degradation of marine habitat, the invasion of alien species and other problems, we will implement the reclamation and return to the sea, the regulation and restoration of shoreline beaches, the comprehensive management of estuaries and bays, the maintenance of important ecological corridors in the coastal zone, the proliferation of aquatic biological resources, habitat protection, etc. Explore the ecological protection and restoration of uninhabited islands with ecological damage without changing the island's natural resources, natural landscape and historical and cultural relics, and allow appropriate ecological utilization.
（11） Explore the development of ecological industry.Encourage and support investment in circular agriculture (Forestry), ecotourism, leisure and health care, nature education, clean energy and water resources utilization, marine ecological pasture, etc; Develop economic forest industry and characteristic industries such as grass, sand, bamboo, Camellia oleifera and biomass energy; Participate in river protection and regulation, and enjoy priority rights and interests in water resources utilization and other industries according to law; Participate in the prevention and control of alien invasive species and the sustainable utilization of biological genetic resources, and promote the application of practical technologies such as efficient trapping and biological natural enemies; Carry out product certification, ecological identification, brand building, etc.
4、 Support policy
（12） Planning control.The municipal and county governments shall incorporate the spatial needs of ecological protection and restoration and the development of related industries into the land spatial planning. Encourage social capital to participate in the preparation of ecological protection and restoration plans, and reasonably arrange the scale, structure, layout and timing of various spatial land in the ecological protection and restoration area on the premise of complying with laws, regulations, policies and planning constraints. If scattered cultivated land, garden land, forest land and other agricultural land within the scope of the project need space replacement and layout optimization, it can be included in the ecological protection and restoration scheme and approved according to law; If it involves statutory examination and approval matters such as the adjustment of permanent basic farmland, the examination and approval procedures shall be handled according to law. We will implement the strictest cultivated land protection system, firmly hold the red line of cultivated land, resolutely curb the "non-agricultural" of cultivated land and prevent the "non grain" of cultivated land. After the completion of the project, the land use shall be uniformly adjusted through the annual land change survey, and the real estate registration authority shall handle the relevant real estate registration according to the land use adjustment documents.
（13） Property right incentive.For the main bodies of ecological protection and restoration that carry out ecological restoration in a centralized and continuous manner and achieve a certain scale and expected objectives, they are allowed to obtain a certain share of the right to use natural resource assets according to law and regulations and engage in the development of tourism, health care, sports, facility agriculture and other industries; Among them, the projects focusing on forest and grassland restoration can use no more than 3% of the restoration area to engage in the development of ecological industry. If the state-owned construction land invested and repaired by social capital is intended to be used for operational construction projects, under the same conditions, the subject of ecological protection and restoration has priority in open competition; Where the right to use sea areas is involved, it may be handled in accordance with laws and regulations and in accordance with the above policies. For the newly added collective agricultural land after restoration, rural collective economic organizations are encouraged to transfer their management rights to the main body of ecological protection and restoration according to law. Collective construction land after repair地，符合規(guī)劃的，可根據(jù)國(guó)家統(tǒng)一部署穩(wěn)妥有序推進(jìn)農(nóng)村集體經(jīng)營(yíng)性建設(shè)用地入市，生態(tài)保護(hù)修復(fù)主體可在同等條件下優(yōu)先取得使用權(quán)。社會(huì)資本投資修復(fù)并依法獲得的土地、海域使用權(quán)等相關(guān)權(quán)益，在完成修復(fù)任務(wù)后，可依法依規(guī)流轉(zhuǎn)并獲得相應(yīng)收益。
釋放產(chǎn)權(quán)關(guān)聯(lián)權(quán)益。社會(huì)資本將修復(fù)區(qū)域內(nèi)的建設(shè)用地修復(fù)為農(nóng)用地并驗(yàn)收合格后，騰退的建設(shè)用地指標(biāo)可以?xún)?yōu)先用于相關(guān)產(chǎn)業(yè)發(fā)展，節(jié)余指標(biāo)可以按照城鄉(xiāng)建設(shè)用地增減掛鉤政策，在省域范圍內(nèi)流轉(zhuǎn)使用。生態(tài)保護(hù)修復(fù)主體將自身依法取得的存量建設(shè)用地修復(fù)為農(nóng)用地的，經(jīng)驗(yàn)收合格后，騰退的建設(shè)用地指標(biāo)可用于其在省域范圍內(nèi)占用同地類(lèi)的農(nóng)用地。
建立健全自然、農(nóng)田、城鎮(zhèn)等生態(tài)系統(tǒng)保護(hù)修復(fù)激勵(lì)機(jī)制。研究制定生態(tài)系統(tǒng)碳匯項(xiàng)目參與全國(guó)碳排放權(quán)交易相關(guān)規(guī)則，逐步提高生態(tài)系統(tǒng)碳匯交易量。健全以社會(huì)捐贈(zèng)方式參與生態(tài)保護(hù)修復(fù)的制度，鼓勵(lì)參與自然保護(hù)地等生態(tài)保護(hù)修復(fù)。創(chuàng)新林木采伐管理機(jī)制，開(kāi)展人工商品林自主采伐試點(diǎn)，引導(dǎo)社會(huì)資本科學(xué)編制簡(jiǎn)易森林經(jīng)營(yíng)方案，對(duì)具有一定經(jīng)營(yíng)規(guī)模的企業(yè)可單獨(dú)編制森林采伐限額，經(jīng)審批可依法依規(guī)自主采伐；采伐經(jīng)濟(jì)林、能源林、竹林以及非林地上的林木，可依據(jù)森林經(jīng)營(yíng)方案或規(guī)劃自行設(shè)計(jì)，依法依規(guī)自主決定采伐林齡和方式。
（十四）資源利用。按照生態(tài)保護(hù)修復(fù)方案及其工程設(shè)計(jì)，對(duì)于合理削坡減荷、消除地質(zhì)災(zāi)害隱患等新產(chǎn)生的土石料及原地遺留的土石料，河道疏浚產(chǎn)生的淤泥、泥沙，以及優(yōu)質(zhì)表土和鄉(xiāng)土植物，允許生態(tài)保護(hù)修復(fù)主體無(wú)償用于本修復(fù)工程，納入成本管理；如有剩余的，由縣級(jí)以上地方政府依托公共資源交易平臺(tái)體系處置，并保障生態(tài)保護(hù)修復(fù)主體合理收益。
（十五）財(cái)稅支持。發(fā)揮政府投入的帶動(dòng)作用，探索通過(guò)PPP等模式引入社會(huì)資本開(kāi)展生態(tài)保護(hù)修復(fù)，符合條件的可按規(guī)定享受環(huán)境保護(hù)、節(jié)能節(jié)水等相應(yīng)稅收優(yōu)惠政策。社會(huì)資本投資建設(shè)的公益林，符合條件并按規(guī)定納入公益林區(qū)劃的，可以同等享受相關(guān)政府補(bǔ)助政策。
（十六）金融扶持。在不新增地方政府隱性債務(wù)的前提下，支持金融機(jī)構(gòu)參與生態(tài)保護(hù)修復(fù)項(xiàng)目，拓寬投融資渠道，優(yōu)化信貸評(píng)審方式，積極開(kāi)發(fā)適合的金融產(chǎn)品，按市場(chǎng)化原則為項(xiàng)目提供中長(zhǎng)期資金支持。推動(dòng)綠色基金、綠色債券、綠色信貸、綠色保險(xiǎn)等加大對(duì)生態(tài)保護(hù)修復(fù)的投資力度。積極支持符合條件的企業(yè)發(fā)行綠色債券，用于生態(tài)保護(hù)修復(fù)工程。支持技術(shù)領(lǐng)先、綜合服務(wù)能力強(qiáng)的骨干企業(yè)上市融資。允許具備條件的企業(yè)發(fā)行綠色資產(chǎn)證券化產(chǎn)品，盤(pán)活資源資產(chǎn)。健全森林保險(xiǎn)制度，鼓勵(lì)保險(xiǎn)機(jī)構(gòu)和有條件的地方探索開(kāi)展保價(jià)值、保產(chǎn)量、保收入的特色經(jīng)濟(jì)林和林木種苗保險(xiǎn)試點(diǎn)，推進(jìn)草原保險(xiǎn)試點(diǎn)，加大保險(xiǎn)產(chǎn)品創(chuàng)新力度，完善災(zāi)害風(fēng)險(xiǎn)防控和分散機(jī)制。
五、保障機(jī)制
（十七）加強(qiáng)組織領(lǐng)導(dǎo)。各地區(qū)要將鼓勵(lì)和支持社會(huì)資本參與生態(tài)保護(hù)修復(fù)納入經(jīng)濟(jì)社會(huì)發(fā)展規(guī)劃，建立健全統(tǒng)籌協(xié)調(diào)機(jī)制。要暢通渠道、聽(tīng)取訴求，保障社會(huì)資本合法權(quán)益，增強(qiáng)長(zhǎng)期投資信心。各級(jí)自然資源主管部門(mén)要強(qiáng)化工作統(tǒng)籌，制定生態(tài)保護(hù)修復(fù)規(guī)劃，明確修復(fù)任務(wù)，設(shè)立項(xiàng)目并確定生態(tài)保護(hù)修復(fù)目標(biāo)及自然資源資產(chǎn)配置要求。各有關(guān)部門(mén)和單位要按職責(zé)分工，制定完善相關(guān)配套政策措施，細(xì)化操作程序，形成協(xié)同推進(jìn)的工作合力。
（十八）強(qiáng)化示范引領(lǐng)。發(fā)揮骨干企業(yè)的帶頭引領(lǐng)作用，搭建混合所有制企業(yè)等合作平臺(tái)，促進(jìn)各類(lèi)資本和產(chǎn)業(yè)協(xié)同。鼓勵(lì)開(kāi)展生態(tài)保護(hù)修復(fù)理論和方法等基礎(chǔ)研究、關(guān)鍵技術(shù)研發(fā)和集成示范推廣，探索導(dǎo)向明確、路徑清晰、投入持久、回報(bào)穩(wěn)定的資源導(dǎo)向型可持續(xù)發(fā)展模式。加強(qiáng)科研人才梯隊(duì)建設(shè)，構(gòu)建產(chǎn)學(xué)研用相結(jié)合的良性發(fā)展機(jī)制。
（十九）優(yōu)化監(jiān)管服務(wù)。建立投資促進(jìn)機(jī)制，搭建信息服務(wù)平臺(tái)，匯總發(fā)布各類(lèi)生態(tài)保護(hù)修復(fù)項(xiàng)目及投資需求、政策法規(guī)標(biāo)準(zhǔn)等信息。加強(qiáng)督察和執(zhí)法，全程全面依法監(jiān)管，嚴(yán)格規(guī)范行為，建立信用監(jiān)管機(jī)制，實(shí)現(xiàn)跨地區(qū)跨部門(mén)獎(jiǎng)懲聯(lián)動(dòng)。生態(tài)保護(hù)修復(fù)過(guò)程中涉及地理、生態(tài)、生物等方面敏感信息采集、處理和使用的，嚴(yán)格按照相關(guān)規(guī)定執(zhí)行。
（二十）做好宣傳引導(dǎo)。加強(qiáng)法律法規(guī)政策宣傳。開(kāi)展生態(tài)保護(hù)修復(fù)品牌建設(shè)，充分利用各類(lèi)媒體平臺(tái)，提升傳播力和影響力，增強(qiáng)社會(huì)資本參與的獲得感和榮譽(yù)感，促進(jìn)全社會(huì)關(guān)心支持生態(tài)保護(hù)修復(fù)事業(yè)，共同推進(jìn)美麗中國(guó)建設(shè)。
國(guó)務(wù)院辦公廳
2021年10月15日
